Project: 2011-220-Principal versus Agent Analysis
Reference Number: 2011-220
2011-220-Principal versus Agent Analysis
Reference Number: 2011-220
2011-220-Principal versus Agent Analysis
| Letter | Affiliation | Submitted By: | |
|---|---|---|---|
| 1 | GOLDMAN SACHS | MATTHEW L. SCHROEDER | View |
| 1A | GOLDMAN SACHS | MATTHEW L. SCHROEDER | View |
| 2 | DOUG LISTMAN | View | |
| 3 | STATE STREET CORPORATION | JAMES J. MALERBA | View |
| 3A | STATE STREET CORPORATION | JAMES J. MALERBA | View |
| 4 | SIFMA | SEAN P. NEWTH | View |
| 4A | SIFMA | SEAN P. NEWTH | View |
| 5 | AMERIPRISE FINANCIAL INC. | DAVID K. STEWART | View |
| 5A | AMERIPRISE FINANCIAL INC. | DAVID K. STEWART | View |
| 6 | INVESCO LTD. | RODERICK G. H. ELLIS | View |
| 7 | NAREIT | GEORGE YUNGMANN | View |
| 7A | NAREIT | GEORGE YUNGMANN | View |
| 8 | FEDERATED INVESTORS INC. | STACEY H. FRIDAY | View |
| 8A | FEDERATED INVESTORS INC. | DENIS MCAULEY III | View |
| 9 | UNDERSIGNED ORGANIZATIONS | View | |
| 10 | BLACKROCK | JOSEPH J. FELICIANI JR. | View |
| 10A | BLACKROCK INC. | JOSEPH FELICIANI JR. | View |
| 11 | CITIGROUP | ROBERT TRAFICANTI | View |
| 11A | CITIGROUP | ROBERT TRAFICANTI | View |
| 12 | BLACKSTONE GROUP | KATHLEEN SKERO | View |
| 12A | BLACKSTONE GROUP | KATHLEEN SKERO | View |
| 13 | AFFILIATED MANAGERS GROUP INC. | JAY C. HORGEN | View |
| 14 | FIDELITY INVESTMENTS | KENNETH B. ROBINS | View |
| 15 | CHRIS BARNARD | View | |
| 16 | PRINCIPAL FINANCIAL GROUP INC. | ANGELA R. SANDERS | View |
| 17 | CALCPA/APASC | HOWARD SIBELMAN | View |
| 18 | IMA/FRC | ALLAN COHEN | View |
| 19 | PCFRC | JUDITH H. O'DELL | View |
| 20 | SAGAT/BURTON LLP | View | |
| 21 | ERIE INDEMNITY COMPANY | MARCIA A. DALL | View |
| 22 | AMERICAN BANKERS ASSOCIATION | MICHAEL L. GULLETTE | View |
| 23 | NYSSCPA | RICHARD E. PILUSO | View |
| 24 | BDO USA LLP | View | |
| 25 | THE CARLYLE GROUP | CURTIS L. BUSER | View |
| 26 | OAKTREE CAPITAL MANAGEMENT L.P. | DAVID M. KIRCHHEIMER | View |
| 27 | EATON VANCE CORP. | LAURIE G. HYLTON | View |
| 28 | AICPA/FINREC | RICHARD PAUL | View |
| 29 | ILLINOIS CPA SOCIETY/APC | JEFFERY P. WATSON | View |
| 30 | BANK OF NEW YORK MELLON CORPORATION | JOHN PARK | View |
| 31 | MORTGAGE BANKERS ASSOCIATION | DAVID H. STEVENS | View |
| 32 | PRICEWATERHOUSECOOPERS LLP | View | |
| 33 | INVESTMENT COMPANY INSTITUTE | GREGORY M. SMITH | View |
| 34 | AMERICAN SECURITIZATION FORUM | TOM DEUTSCH | View |
| 35 | PICPA/A&A COMMITTEE | RICHARD E. WORTMANN | View |
| 36 | PNC FINANCIAL SERVICES GROUP INC. | JOHN JJ MATTHEWS | View |
| 37 | U.S. BANCORP | CRAIG E. GIFFORD | View |
| 38 | PROPERTY CASUALTY INSURERS ASSOCIATION OF AMERICA | JAMES M. OLSEN | View |
| 39 | WELLS FARGO & COMPANY | RICHARD D. LEVY | View |
| 40 | ACLI | MICHAEL MONAHAN | View |
| 41 | AUTO CLUB GROUP | MARGARET A. SCHESKE | View |
| 42 | AMERICAN INTERNATIONAL GROUP INC. | TOM JONES | View |
| 43 | ARTHUR F. BELL JR. & ASSOCIATES L.L.C. | View | |
| 44 | KPMG LLP | View | |
| 45 | J.P. MORGAN CHASE & CO. | BRET DOOLEY | View |
| 46 | MORGAN STANLEY | PEGGY CAPOMAGGI | View |
| 47 | ASSURED GUARANTY LTD. | WILLIAM J. FINDLAY | View |
| 48 | ERNST & YOUNG LLP | View | |
| 49 | AUTOMOBILE CLUB OF SOUTHERN CALIFORNIA | DAVID M. MATTINGLY | View |
| 50 | AMIAPG | View | |
| 51 | MCGLADREY & PULLEN LLP | View | |
| 52 | KKR & CO. L.P. | WILLIAM J. JANETSCHEK | View |
| 53 | CARGILL INCORPORATED | PATRICK WEBSTER | View |
| 54 | URS CORPORATION | REED N. BRIMHALL | View |
| 55 | MASSMUTUAL FINANCIAL GROUP | RICHARD BARNHART | View |
| 56 | DELOITTE & TOUCHE LLP | View | |
| 57 | NATIONAL VENTURE CAPITAL ASSOCIATION | MARK G. HEESEN | View |
| 58 | JONES LANG LASALLE INCORPORATED | MARK K. ENGEL | View |
| 59 | GRANT THORNTON LLP | View | |
| 60 | GE ASSET MANAGEMENT INCORPORATED | THOMAS A. CONWAY | View |
| 61 | CLEARING HOUSE ASSOCIATION L.L.C. | DAVID WAGNER | View |
| 62 | ADAMS STREET PARTNERS | WILLIAM J. HUPP | View |
| 63 | METLIFE INC. | PETER M. CARLSON | View |
| 64 | AICPA/PCPS/TIC | KAREN KERBER | View |
| 65 | BANK OF AMERICA | JOHN M. JAMES | View |
| 66 | SUNTRUST BANKS INC. | BOB WORSHEK | View |
| 67 | FOUR FEDERAL FINANCIAL INSTITUTION REGULATORY AGENCIES | STEVEN P. MERRIETT | View |
| 68 | CREDIT SUISSE GROUP | RUDOLF BLESS | View |
| 69 | ELI LILLY AND COMPANY | ARNOLD HANISH | View |
| 70 | RAYMOND JAMES TAX CREDIT FUNDS INC. | TONI S. MATTHEWS | View |